Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lynn Brooks is an investment advisor representative and registered representative with Cetera Investment Advisers LLC. Kevin has been in the industry since 1990 and is active in both the brokerage and investment advisory arenas. Kevin has a wide range of experience, having worked with several firms including First Allied Securities, Inc., MONY Securities Corporation, and MetLife Securities Inc. Kevin is a Certified Financial Planner and holds a variety of licenses, including Series 7, Series 6, Series 63, Series 65, Series 24, and Series 51. In addition to his work with Cetera Investment Advisers LLC, Kevin also operates a variety of other businesses, including a magic show, a real estate company, and a publishing company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/12/2020 - Present
Cetera Investment Advisers LLC (WICHITA FALLS TX)
TX
02/08/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WICHITA FALLS TX)
NY
07/12/1996 - 03/16/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
10/22/1990 - 07/26/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/22/1990 - 07/26/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/12/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 6/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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