Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lynn Brooks is a Registered Investment Advisor. Kevin has been in the financial industry for over 30 years. Kevin is registered with Cetera Investment Advisers LLC, and previously with First Allied Securities, Inc. Kevin has a broad range of experience serving individual clients, families, and businesses. Kevin has several designations, including a Certified Financial Planner. Kevin is a recognized expert in various areas including financial planning, pension consulting, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/12/2020 - Present
Cetera Investment Advisers LLC (WICHITA FALLS TX)
TX
02/08/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WICHITA FALLS TX)
NY
07/12/1996 - 03/16/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
10/22/1990 - 07/26/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/22/1990 - 07/26/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Brooks is the right advisor for you? Invested Better is here to help.
