Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Shelton is a financial advisor with over 27 years of experience in the financial services industry. Kevin is currently registered with LPL Enterprise, LLC, and has previously worked with several other firms, including Royal Alliance Associates, Inc., Signator Investors, Inc., Fidelity Brokerage Services LLC, and Citigroup Global Markets Inc. Kevin has a strong background in financial planning, portfolio management, and investment consulting. Kevin holds a Certified Financial Planner designation, and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/19/2024 - Present
LPL Enterprise, LLC (SAN JOSE CA)
CA
11/02/2018 - 03/30/2022
ROYAL ALLIANCE ASSOCIATES, INC. (REDWOOD CITY CA)
CA
05/10/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (REDWOOD CITY CA)
CA
05/09/2013 - 01/05/2018
FIDELITY BROKERAGE SERVICES LLC (PALO ALTO CA)
CA
04/17/2012 - 04/30/2013
CITIGROUP GLOBAL MARKETS INC. (LOS ALTOS CA)
CA
11/01/2006 - 09/01/2011
FIRST BROKERAGE AMERICA, L.L.C. (SAN FRANCISCO CA)
PA
05/03/2004 - 06/02/2004
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
CA
09/08/2000 - 05/03/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
MO
02/18/1998 - 08/15/2000
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
CA
02/08/1995 - 02/05/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
06/28/1993 - 02/08/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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