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Kevin Louis Strom

B. C. Ziegler AND Co.

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About Kevin Louis Strom

Kevin Louis Strom has been a registered representative for over 35 years. Kevin is a Registered Principal with B. C. Ziegler And Co., and previously worked with RBC Dain Rauscher Inc. and ABN AMRO Securities (USA) Inc. Kevin holds the Series 7, Series 24, Series 52, Series 53, Series 63, Series 99 and SIE securities licenses. Kevin is registered to conduct securities business in all 50 states.

Firm Information

Kevin Strom is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Strom’s Registration & Firm History

IL

08/07/2007 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

IL

03/02/1998 - 06/18/2007

RBC DAIN RAUSCHER INC. (CHICAGO IL)

NA

06/03/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

CT

11/11/1994 - 06/11/1996

ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)

IL

07/07/1994 - 11/28/1994

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

MN

06/24/1987 - 06/01/1994

GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/22/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2019

Series 24 - General Securities Principal Examination

BC

Issued 08/21/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Louis Strom.
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