Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lloyd Mize is a financial advisor with over 35 years of experience in the industry. Kevin has held positions at several firms, including Merrill Lynch, Fidelity Brokerage Services, Citigroup Global Markets, and Morgan Stanley. Kevin is currently registered as an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. in Scotts Valley, CA. Kevin is also the owner of Earthrise Financial, LLC, a support company, and Earthrise Real Estate, LLC. Kevin holds several licenses and certifications, including the Series 7, 9, 10, 31, 63, and 65, as well as the SIE exam. Kevin also has a Certified Financial Planner designation. Kevin is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/03/2024 - Present
Raymond James Financial Services Advisors, Inc. (Scotts Valley CA)
CA
06/01/2009 - 05/09/2024
MORGAN STANLEY (Santa Cruz CA)
CA
06/08/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CAPITOLA CA)
NY
02/19/1999 - 06/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
04/03/1989 - 03/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
02/03/1987 - 03/01/1989
WADDELL & REED, INC.
IA
Issued 03/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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