Unclaimed
Kevin Lin is a financial professional with over 10 years of experience in the industry. Kevin is currently registered with SG Americas Securities, LLC and holds multiple licenses, including Series 3, 7, 34, 57TO, and 63. Kevin has previously held positions with Interactive Brokers LLC, Blackwall Capital Markets, Inc., National Securities Corporation, Legend Merchant Group, Inc., International Assets Advisory, LLC, and ICM Capital Markets LTD. Kevin specializes in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2017 - Present
SG Americas Securities, LLC (NEW YORK NY)
CT
11/30/2016 - 09/27/2017
INTERACTIVE BROKERS LLC (GREENWICH CT)
NY
06/22/2012 - 07/29/2013
BLACKWALL CAPITAL MARKETS, INC. (NEW YORK NY)
NY
05/09/2012 - 05/22/2012
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/25/2011 - 05/10/2012
LEGEND MERCHANT GROUP, INC. (NEW YORK NY)
FL
04/16/2012 - 04/20/2012
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
NY
10/11/2011 - 10/26/2011
ICM CAPITAL MARKETS LTD. (NY NY)
BC
Issued 03/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/20/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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