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Kevin Lin

SG Americas Securities, LLC

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About Kevin Lin

Kevin Lin is a financial professional with over 10 years of experience in the industry. Kevin is currently registered with SG Americas Securities, LLC and holds multiple licenses, including Series 3, 7, 34, 57TO, and 63. Kevin has previously held positions with Interactive Brokers LLC, Blackwall Capital Markets, Inc., National Securities Corporation, Legend Merchant Group, Inc., International Assets Advisory, LLC, and ICM Capital Markets LTD. Kevin specializes in helping clients achieve their financial goals.

Firm Information

Kevin Lin is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Lin’s Registration & Firm History

NY

11/03/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

CT

11/30/2016 - 09/27/2017

INTERACTIVE BROKERS LLC (GREENWICH CT)

NY

06/22/2012 - 07/29/2013

BLACKWALL CAPITAL MARKETS, INC. (NEW YORK NY)

NY

05/09/2012 - 05/22/2012

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

10/25/2011 - 05/10/2012

LEGEND MERCHANT GROUP, INC. (NEW YORK NY)

FL

04/16/2012 - 04/20/2012

INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)

NY

10/11/2011 - 10/26/2011

ICM CAPITAL MARKETS LTD. (NY NY)

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Licenses & Designations

BC

Issued 03/23/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/03/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/03/2014

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 05/20/2014

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Lin.
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