Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Li is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin has been in the securities industry for over 3 years. Kevin holds the Series 31, 7TO, and SIE exams. Kevin has experience with both individual and business portfolio management, as well as working with pension consulting. Kevin is also registered with the states of Maine, Texas, California, Connecticut, Florida, Indiana, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Vermont, Virginia, and Washington. Kevin also has experience with J.P. Morgan Securities LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
07/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND ME)
NY
12/08/2021 - 04/02/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
ME
08/20/2020 - 08/24/2021
MORGAN STANLEY (Portland ME)
BOTH
Issued 11/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Li is the right advisor for you? Invested Better is here to help.
