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Kevin Lewis Gambale

Fidelity Distributors Co. LLC

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About Kevin Lewis Gambale

Kevin Gambale is a financial advisor at Fidelity Distributors Co. LLC. Kevin holds Series 7, 9, 66, and SIE licenses and has been in the financial industry since 2000. Prior to joining Fidelity Distributors Co. LLC, Kevin worked at Fidelity Brokerage Services LLC and Putnam Retail Management Limited Partnership. Kevin is licensed in 52 states and the District of Columbia.

Firm Information

Kevin Gambale is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Gambale’s Registration & Firm History

RI

01/25/2022 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

CA

09/20/2005 - 12/22/2021

FIDELITY BROKERAGE SERVICES LLC (FOLSOM CA)

MA

05/09/2002 - 09/19/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NJ

11/14/2000 - 02/25/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 01/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/16/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kevin Lewis Gambale. Review regulatory record here.
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