Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lewis is an active Registered Representative with Wells Fargo Clearing Services, LLC. Kevin has been working in the financial industry since December 2005 and is currently registered with the state of Wisconsin. Kevin is also an active Investment Adviser Representative. Prior to joining Wells Fargo, Kevin worked for Wells Fargo Funds Distributor, LLC, Cabot Lodge Securities LLC, Farmers Financial Solutions, LLC, UVEST Financial Services Group, Inc. and New England Securities. Kevin has earned numerous licenses and certifications, including Series 6, Series 7, Series 10, Series 24, Series 26, and Series 63 and 65. Kevin specializes in the areas of Retirement Planning, College Savings Plans, Insurance, Mutual Funds, Investment Advice, and Stock Options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/22/2019 - Present
Wells Fargo Clearing Services, LLC (WAUKESHA WI)
WI
01/22/2015 - 01/09/2019
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
04/28/2014 - 11/20/2014
CABOT LODGE SECURITIES LLC (MENOMONEE FALLS WI)
WI
10/23/2006 - 11/07/2013
FARMERS FINANCIAL SOLUTIONS, LLC (WEST ALLIS WI)
NC
02/21/2006 - 05/19/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
06/23/2004 - 07/11/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
02/27/2004 - 06/17/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 03/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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