Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Leroy Kennedy is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and is licensed to provide financial advice in several states. Kevin has over 40 years of experience in the financial services industry, and has held a variety of positions at firms like UBS Financial Services Inc., Piper Jaffray & Co., and Smith Barney Inc. Kevin currently provides advisory services and financial planning services to individuals, businesses, and institutions. Kevin is a Registered Representative and Investment Advisor Representative. Kevin is also a Registered Options Principal, having passed the Series 4 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (FEDERAL WAY WA)
WA
08/12/2006 - 06/09/2008
UBS FINANCIAL SERVICES INC. (TACOMA WA)
WA
07/28/1995 - 08/12/2006
PIPER JAFFRAY & CO. (TACOMA WA)
NY
07/31/1993 - 08/08/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/23/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2003
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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