Unclaimed
Kevin Leonard is an active broker with over 14 years of experience in the financial services industry. Kevin currently works at Foreside Fund Services, LLC in New York, New York, a firm where he has been employed since 11/17/2022. Kevin has worked at other well-known firms, such as Sanctuary Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin is a registered representative with FINRA, and his registrations are active in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2022 - Present
Foreside Fund Services, LLC (New York NY)
IN
04/28/2021 - 09/09/2022
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
NC
11/10/2010 - 03/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NJ
03/10/2006 - 11/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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