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Kevin Leonard

Foreside Fund Services, LLC

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About Kevin Leonard

Kevin Leonard is an active broker with over 14 years of experience in the financial services industry. Kevin currently works at Foreside Fund Services, LLC in New York, New York, a firm where he has been employed since 11/17/2022. Kevin has worked at other well-known firms, such as Sanctuary Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin is a registered representative with FINRA, and his registrations are active in 52 states and the District of Columbia.

Firm Information

Kevin Leonard is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Leonard’s Registration & Firm History

NY

11/17/2022 - Present

Foreside Fund Services, LLC (New York NY)

IN

04/28/2021 - 09/09/2022

SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)

NC

11/10/2010 - 03/13/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NJ

03/10/2006 - 11/19/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

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Licenses & Designations

BOTH

Issued 05/24/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Leonard.
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