Unclaimed
Kevin Sutherland is a financial advisor with over 15 years of experience in the industry. He is currently registered with GT Securities, Inc. in California, and has previously been affiliated with Amerivet Securities, Inc. and Privex Securities, Inc. Kevin holds licenses in various states and has passed several exams, including the Series 7, Series 63, Series 65, and Series 79TO. Kevin's experience and qualifications make him well-equipped to provide comprehensive financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/28/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
02/16/2018 - 11/14/2018
AMERIVET SECURITIES, INC. (MORENO VALLEY CA)
NY
02/02/2017 - 05/25/2017
AMERIVET SECURITIES, INC. (NEW YORK NY)
CA
04/17/2014 - 02/06/2015
PRIVEX SECURITIES, INC. (LAKE FOREST CA)
NY
07/23/2009 - 09/02/2010
AMERIVET SECURITIES, INC. (NEW YORK NY)
NY
03/24/2005 - 12/31/2007
GRANT BETTINGEN, INC. (NEW YORK NY)
IA
Issued 03/04/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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