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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Hindman is a financial advisor with over 25 years of experience in the industry. Kevin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with CITICORP INVESTMENT SERVICES, JMC FINANCIAL CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION and MIMLIC SALES CORPORATION. Kevin is licensed to provide financial advice in 53 states and holds a number of licenses and certifications, including Series 7, Series 10, Series 24, Series 63 and Series 65. Kevin has experience working with a variety of clients, including individuals, businesses, and institutions. Kevin specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/14/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
CA
01/20/2006 - 01/04/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
NY
03/09/2001 - 09/15/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/16/1990 - 03/28/1990
JMC FINANCIAL CORPORATION
NA
11/19/1989 - 12/12/1989
ROYAL ALLIANCE ASSOCIATES, INC.
NA
02/02/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/29/1987 - 03/01/1988
MIMLIC SALES CORPORATION
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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