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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lee Fain is a financial advisor with Avantax Advisory Services and has been in the financial industry since November 13, 2001. Kevin Lee Fain is registered with the state of Texas and holds Series 63, 66, 7, 52, 53, and 24 licenses. He is also a registered investment advisor with Avantax Advisory Services. Kevin Lee Fain provides investment advice to individuals, families, and businesses. His services include financial planning, portfolio management, and retirement planning. Kevin Lee Fain is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
03/12/2007 - Present
Avantax Advisory Services (DALLAS TX)
BOTH
Issued 08/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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