Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Le is a financial advisor who is currently registered with Robinhood Financial, LLC. Kevin has been in the financial services industry since 2019. Kevin has a Series 63, Series 66, Series 7TO, and Series 24 licenses, and is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Kevin previously worked at TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/13/2020 - Present
Robinhood Financial, LLC (Westlake TX)
TX
05/13/2019 - 09/19/2020
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 12/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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