Unclaimed
Kevin Law is an active investment advisor with over 16 years of experience in the industry. Kevin is currently registered with Virtu Americas LLC. Kevin previously held the position of Investment Advisor Representative at Virtu ITG LLC, where he was registered from August 23, 2006 to August 3, 2020. Kevin is licensed to sell securities in New York. Kevin is also registered with FINRA and holds a Series 57TO, SIE, Series 55 and Series 37 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2019 - Present
Virtu Americas LLC (New York NY)
NA
08/23/2006 - 08/03/2020
VIRTU ITG LLC (TORONTO )
BC
Issued 12/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/22/2006
Series 37 - Canada Module of the General Securities Registered Representative (With Options Questions)
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Law is the right advisor for you? Invested Better is here to help.