Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lane Cooper is a financial advisor in Boca Raton, Florida. He works for Raymond James & Associates, Inc. and has over 30 years of experience in the financial services industry. Kevin Lane Cooper has been a registered representative and investment advisor since 1992. He is also a licensed securities agent in Florida, Maine and other states. Kevin Lane Cooper has previously worked at MORGAN STANLEY, UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. He is a member of FINRA and the Securities Investor Protection Corporation. Kevin Lane Cooper's investment focus is on individuals and businesses. He provides a range of services, including financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/13/2022 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
01/11/2013 - 04/13/2022
MORGAN STANLEY (Boca Raton FL)
FL
02/18/2005 - 01/22/2013
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
NY
01/05/1995 - 02/25/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/11/1993 - 01/16/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
09/18/1992 - 08/26/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
08/17/1992 - 09/01/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 12/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Cooper is the right advisor for you? Invested Better is here to help.
