Unclaimed
Kevin Lamont Nicholson is an investment advisor representative with Riverfront Investment Group, LLC. Kevin has been in the financial services industry since 1992. Kevin is a Chartered Financial Analyst and holds FINRA Series 7, 24, 55, and 63 licenses. Kevin provides investment management for individuals, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
07/09/2010 - Present
Riverfront Investment Group, LLC (RICHMOND VA)
CA
06/08/2010 - 06/17/2010
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MO
10/07/2009 - 06/16/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/28/2006 - 06/16/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
10/01/1999 - 06/16/2010
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NC
04/27/1992 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 09/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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