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Kevin Lambert Fisher

BNP Paribas Securities Corp.

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About Kevin Lambert Fisher

Kevin Lambert Fisher is a securities professional with over a decade of experience in the industry. Kevin has held positions at prominent firms such as Tradeweb LLC and Oppenheimer & Co. Inc. Kevin is currently registered with BNP Paribas Securities Corp. and holds the Series 7, Series 63 and SIE licenses. Kevin is licensed in several states, including California, Delaware, District of Columbia, Georgia, Illinois, Massachusetts, Michigan, Minnesota, New York, North Carolina, Oklahoma, Pennsylvania, Texas, Utah and Virginia.

Firm Information

Kevin Fisher is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Fisher’s Registration & Firm History

NY

12/06/2013 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/25/2005 - 02/03/2006

TRADEWEB L.L.C (NEW YORK NY)

IL

09/30/2003 - 09/15/2004

ASSENT LLC (BOLINGBROOK IL)

NY

09/25/2003 - 09/29/2003

OPPENHEIMER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Lambert Fisher.
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