Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Ullery is a financial advisor with Principal Securities, Inc. Kevin has been working in the financial industry since 1996 and has experience with Principal Securities, Inc., Pacific Select Distributors, LLC, USA Financial Securities Corporation, GWN Securities Inc., and Lincoln Investment. Kevin is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Iowa. Kevin's registrations and licenses include Series 7, Series 63, and Series 65. Kevin's specializations include Retirement Planning, College Savings, Insurance, and Estate Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/29/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
02/18/2021 - 08/30/2021
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
MI
08/22/2014 - 02/19/2021
USA FINANCIAL SECURITIES CORPORATION (ADA MI)
MI
07/30/2010 - 08/15/2014
GWN SECURITIES INC. (GRAND RAPIDS MI)
MI
01/14/2005 - 08/02/2010
LINCOLN INVESTMENT (GRAND RAPIDS MI)
SC
07/30/1996 - 01/28/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 03/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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