Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin L. Adams is a financial advisor with over 20 years of experience in the industry. Kevin currently works at UBS Financial Services Inc. where Kevin has been registered since 2021. Prior to joining UBS, Kevin worked at J.P. MORGAN SECURITIES LLC, SANFORD C. BERNSTEIN & CO., LLC and GOLDMAN, SACHS & CO. Kevin holds a variety of licenses including Series 3, 7, 9, 10, 24, 55, 57TO, 63, and 65. Kevin specializes in investments, financial planning, and portfolio management. Kevin is dedicated to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/20/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
08/22/2018 - 12/17/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
06/18/2013 - 07/20/2018
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
10/15/1998 - 08/17/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 09/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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