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Kevin Koenig

Cantor Fitzgerald & Co.

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About Kevin Koenig

Kevin Koenig is a financial professional with over 20 years of experience in the financial services industry. Kevin is currently registered with Cantor Fitzgerald & Co. and holds a Series 7, Series 24, Series 3, Series 55, Series 57TO and Series 63 licenses. Kevin has previously held roles with Credit Suisse Securities (USA) LLC, Goldman Sachs Execution & Clearing, L.P. and Goldman, Sachs & Co. Kevin's areas of expertise include Equity Trading and Commodity Futures.

Firm Information

Kevin Koenig is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Koenig’s Registration & Firm History

NY

06/04/2018 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

09/04/2007 - 08/01/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/05/2007 - 09/06/2007

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

11/29/2005 - 01/05/2007

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/14/2005 - 11/29/2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

10/25/1999 - 06/16/2005

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2000

Series 3 - National Commodity Futures Examination

BC

Issued 04/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Koenig.
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