Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kilgallen is a financial professional with over 30 years of experience in the industry. Kevin is a registered representative with Oppenheimer & Co. Inc. Previously, Kevin was registered with WELLS FARGO SECURITIES, LLC, NOMURA SECURITIES INTERNATIONAL, INC., BTIG, LLC, BANC OF AMERICA SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and HERZOG, HEINE, GEDULD, LLC. Kevin holds a variety of licenses and certifications including Series 7, Series 10, Series 24, Series 50, Series 55, Series 57TO, Series 63, and Series 99TO. Kevin is registered in California, Illinois, Massachusetts, New Jersey, and New York. Kevin specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/22/2018 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
10/31/2012 - 12/13/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
05/16/2011 - 10/05/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
03/02/2009 - 04/12/2011
BTIG, LLC (NEW YORK NY)
NY
07/21/2003 - 03/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/08/2002 - 07/21/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/1991 - 02/25/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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