Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kiefer is a registered representative with Axos Clearing LLC in Omaha, Nebraska. Kevin has been in the financial services industry since 2007 and has experience with a variety of firms including Charles Schwab, TD Ameritrade and Ameriprise Financial Services. Kevin has passed the Series 7, Series 66, and SIE exams. Kevin holds an active registration in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
08/04/2022 - Present
Axos Clearing LLC (Omaha NE)
NJ
04/22/2021 - 07/27/2022
CHARLES SCHWAB & CO., INC. (Jersey City NJ)
NJ
07/19/2012 - 01/06/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NJ
10/18/2006 - 10/26/2011
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NJ
02/02/2006 - 03/29/2006
AMERIPRISE FINANCIAL SERVICES, INC. (VOORHEES NJ)
BOTH
Issued 01/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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