Unclaimed
Kevin Kennedy Keady is a financial professional with over 30 years of experience in the industry. Kevin is currently registered with Pickwick Capital Partners, LLC and has previously worked with Morgan Joseph TriArtisan LLC, Knight Capital Americas LLC, Knight Capital Americas, L.P., Knight Capital Markets LLC, Forum Fund Services, LLC, Credit Suisse Asset Management Securities, Inc., Swiss American Securities Inc., CS First Boston Corporation, BT Securities Corporation and H. C. Copeland and Associates Equities, Inc. Kevin is licensed to sell securities in California, Connecticut, Illinois, Maryland, Massachusetts, New York, Ohio, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2015 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
09/13/2013 - 09/21/2015
MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)
CT
07/02/2012 - 09/11/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
NY
01/10/2006 - 01/03/2011
KNIGHT CAPITAL MARKETS LLC (PURCHASE NY)
ME
03/03/2003 - 12/15/2004
FORUM FUND SERVICES, LLC (PORTLAND ME)
NY
06/16/2000 - 09/14/2000
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
03/01/1996 - 02/19/1999
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
03/02/1990 - 05/18/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
MD
02/02/1988 - 02/24/1990
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
03/22/1984 - 12/10/1987
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
IA
Issued 09/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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