Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kendall Truax is a financial advisor with over 20 years of experience in the industry. Kevin is registered as a Registered Representative and an Investment Advisor Representative with LPL Financial LLC. Kevin is licensed to provide investment advice in Iowa and Texas, and is also licensed in 23 other states. Kevin has a strong background in securities, having held previous positions with Wachovia Securities, Inc. and UBS Paine Webber Inc. Kevin also manages multiple investment portfolios for individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
03/22/2021 - Present
LPL Financial LLC (PARKERSBURG IA)
MO
03/30/2001 - 07/01/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NJ
08/12/1999 - 04/27/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Truax is the right advisor for you? Invested Better is here to help.
