Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kelly is an investment advisor representative associated with UBS Financial Services Inc. Kevin Kelly has been in the industry since May 19, 1985. He has been registered with the firm since April 2011. Kevin Kelly is registered in multiple states. The firm is headquartered in Weehawken, New Jersey. UBS Financial Services Inc. is a large, well-established firm with over $50 billion in assets under management and over 20,000 clients. Kevin Kelly has a wide range of experience in the financial services industry, including working for other firms such as Soleil Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Herzog, Heine, Geduld, LLC, Mayer & Schweitzer, Inc., and Akroyd & Smithers Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/17/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
03/04/2009 - 04/01/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
08/23/1989 - 03/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/22/2002 - 10/25/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NA
11/23/1983 - 05/29/1986
MAYER & SCHWEITZER, INC.
NA
11/27/1981 - 09/19/1983
AKROYD & SMITHERS INCORPORATED
BOTH
Issued 07/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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