Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dong is a financial advisor who has been in the industry since October 25, 2008. Dong is currently registered with Santander US Capital Markets LLC and is licensed in 38 states. Dong has experience with BNP Paribas Securities Corp. and UBS Securities LLC. Dong has passed the Series 7, Series 63, Series 24 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2016 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
02/21/2013 - 04/11/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/09/2011 - 02/27/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
01/07/2010 - 07/19/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/01/2008 - 01/14/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/09/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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