Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Cornwell is a financial professional with over 25 years of experience in the financial services industry. Kevin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., working out of the Paramus, New Jersey office. Kevin has worked with RBC Dain Rauscher Inc., RBC Dominion Securities Corporation and Chase Securities Inc. in the past. Kevin is licensed in 28 states and holds the Series 63, 66, 7 and 31 licenses. Kevin has an active Series 66 registration with the state of New Jersey. Kevin is a Series 63 license holder. Kevin also holds the Series 7, Series 31 and SIE licenses. Kevin specializes in providing financial planning, investment advice and other financial services to a wide range of clients including high net worth individuals, corporations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/01/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NY
02/05/2001 - 11/23/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
01/20/1999 - 02/28/2001
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
09/02/1993 - 11/13/1997
CHASE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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