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Kevin Joseph Walter

Mufg Securities Americas Inc.

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About Kevin Joseph Walter

Kevin Joseph Walter is a securities professional with over 30 years of experience in the financial services industry. Currently registered with Mufg Securities Americas Inc., Kevin has held previous roles with prominent firms including Barclays Capital Inc., BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Morgan Stanley Market Products Inc., and Morgan Stanley & Co., Incorporated. Kevin has a comprehensive understanding of the financial markets, with expertise in a variety of investment products and services. Kevin is committed to providing clients with personalized financial advice and guidance to help them achieve their investment goals.

Firm Information

Kevin Walter is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Walter’s Registration & Firm History

NY

01/23/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

10/31/2013 - 01/26/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/13/2010 - 08/27/2013

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/07/2005 - 07/21/2010

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/04/2005 - 09/08/2005

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

06/24/1992 - 09/08/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

02/04/1992 - 07/28/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/24/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/27/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Joseph Walter.
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