Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Joseph Rogstad is a financial advisor with Houlihan Lokey Capital, Inc. Kevin has been in the industry since 2015 and holds a Series 7, Series 63, Series 79 and SIE license. Kevin's previous experience includes roles at Truist Securities, Inc., Cascadia Capital, LLC, and SunTrust Robinson Humphrey, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/09/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
GA
03/06/2019 - 09/18/2020
TRUIST SECURITIES, INC. (ATLANTA GA)
WA
08/16/2016 - 02/07/2019
CASCADIA CAPITAL, LLC (SEATTLE WA)
GA
03/11/2015 - 04/04/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 02/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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