Unclaimed
Kevin Rochford is a financial advisor registered with AllianceBernstein LP. Kevin has been in the financial services industry for over 16 years. Kevin is licensed to provide investment advice in Illinois, Florida, Michigan, New York, and Ohio. Kevin also holds the Series 7, Series 24, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
04/25/2023 - Present
Alliancebernstein LP (CHICAGO IL)
NY
10/12/2010 - 08/17/2018
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
IL
05/07/2008 - 09/16/2010
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
CA
06/18/2001 - 06/26/2007
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 02/08/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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