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Kevin Joseph Roche

KEY Investment Services LLC

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About Kevin Joseph Roche

Kevin Roche is a registered representative with Key Investment Services LLC, a broker-dealer headquartered in Brooklyn, OH. Kevin is also an Investment Advisor Representative and holds licenses in Broker-Dealer and Investment Advisor. Kevin has been in the securities industry since 2011. Kevin is licensed to provide investment advice and securities products in 26 states. Key Investment Services LLC has approximately $1 billion - $10 billion in assets under management and serves individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles. Kevin has also worked for HSBC Securities (USA) INC. since 2011.

Firm Information

Kevin Roche is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Roche’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (Amherst NY)

NY

04/27/2011 - 07/11/2012

HSBC SECURITIES (USA) INC. (WILLIAMSVILLE NY)

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Licenses & Designations

BOTH

Issued 11/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2015

Series 7 - General Securities Representative Examination

BC

Issued 04/25/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Joseph Roche.
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