Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Novak is a financial advisor with over 13 years of experience in the industry. Kevin currently works at Wells Fargo Clearing Services, LLC. Kevin has been registered with the Securities and Exchange Commission (SEC) since 2010 and has held registrations in Illinois, as well as other states. Kevin's professional experience includes previous roles with J.P. Morgan Securities LLC and Chase Investment Services Corp. Kevin is a Series 6, 7, 63 and 66 licensed professional, specializing in investment advice and portfolio management for individuals, businesses, and institutions. Kevin also works as a group fitness instructor outside of the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/14/2023 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
10/01/2012 - 04/22/2023
J.P. MORGAN SECURITIES LLC (DEERFIELD IL)
IL
05/26/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAKE FOREST IL)
BOTH
Issued 07/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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