Unclaimed
Kevin McGuire is a financial professional with over 30 years of experience in the industry. Currently, Kevin is registered with Citizens JMP Securities, LLC as a Registered Representative. Previously, Kevin was registered with BTIG, LLC, B. Riley & Co., LLC, LAZARD CAPITAL MARKETS LLC, THOMAS WEISEL PARTNERS LLC, PIPER JAFFRAY & CO., JEFFERIES & COMPANY, INC., McMahan Securities Co. L.P., ROBERTSON STEPHENS, INC., BANCAMERICA ROBERTSON STEPHENS, ROBERTSON, STEPHENS & COMPANY LLC, SMITH BARNEY INC., ARNHOLD AND S. BLEICHROEDER, INC., HAMBRECHT & QUIST INCORPORATED, WERTHEIM SCHRODER & CO. INCORPORATED, CRESVALE INTERNATIONAL, INC., PAINEWEBBER INCORPORATED, and PAINE WEBBER MITCHELL HUTCHINS INC. Kevin has a strong track record of providing clients with personalized financial advice and investment solutions. Kevin holds the Series 7, Series 55, Series 57TO, and Series 79TO securities licenses. Kevin is also registered as a Registered Representative in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/08/2015 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
CA
07/19/2010 - 10/05/2015
BTIG, LLC (SAN FRANCISCO CA)
CA
02/23/2010 - 07/14/2010
B. RILEY & CO., LLC (SAN FRANCISCO CA)
CA
03/13/2008 - 09/01/2009
LAZARD CAPITAL MARKETS LLC (SAN FRANCISCO CA)
CA
06/05/2007 - 08/22/2007
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
05/15/2006 - 05/11/2007
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
11/19/2003 - 01/27/2006
JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)
CT
05/20/2002 - 11/17/2003
MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)
CA
09/01/1998 - 05/15/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
05/27/1997 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
NY
06/09/1994 - 06/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
02/03/1992 - 05/17/1994
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
CA
01/25/1991 - 12/11/1991
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
NY
05/28/1986 - 12/10/1990
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
NA
09/04/1985 - 05/13/1986
CRESVALE INTERNATIONAL, INC.
NA
05/20/1982 - 09/20/1985
PAINEWEBBER INCORPORATED
NA
05/24/1982 - 06/04/1984
PAINE WEBBER MITCHELL HUTCHINS INC.
BC
Issued 06/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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