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Kevin Joseph McGuire

Citizens JMP Securities, LLC

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About Kevin Joseph McGuire

Kevin McGuire is a financial professional with over 30 years of experience in the industry. Currently, Kevin is registered with Citizens JMP Securities, LLC as a Registered Representative. Previously, Kevin was registered with BTIG, LLC, B. Riley & Co., LLC, LAZARD CAPITAL MARKETS LLC, THOMAS WEISEL PARTNERS LLC, PIPER JAFFRAY & CO., JEFFERIES & COMPANY, INC., McMahan Securities Co. L.P., ROBERTSON STEPHENS, INC., BANCAMERICA ROBERTSON STEPHENS, ROBERTSON, STEPHENS & COMPANY LLC, SMITH BARNEY INC., ARNHOLD AND S. BLEICHROEDER, INC., HAMBRECHT & QUIST INCORPORATED, WERTHEIM SCHRODER & CO. INCORPORATED, CRESVALE INTERNATIONAL, INC., PAINEWEBBER INCORPORATED, and PAINE WEBBER MITCHELL HUTCHINS INC. Kevin has a strong track record of providing clients with personalized financial advice and investment solutions. Kevin holds the Series 7, Series 55, Series 57TO, and Series 79TO securities licenses. Kevin is also registered as a Registered Representative in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Virginia, Washington, Wisconsin, and Wyoming.

Firm Information

Kevin McGuire is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McGuire’s Registration & Firm History

CA

10/08/2015 - Present

Citizens JMP Securities, LLC (SAN FRANCISCO CA)

CA

07/19/2010 - 10/05/2015

BTIG, LLC (SAN FRANCISCO CA)

CA

02/23/2010 - 07/14/2010

B. RILEY & CO., LLC (SAN FRANCISCO CA)

CA

03/13/2008 - 09/01/2009

LAZARD CAPITAL MARKETS LLC (SAN FRANCISCO CA)

CA

06/05/2007 - 08/22/2007

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

CA

05/15/2006 - 05/11/2007

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

CA

11/19/2003 - 01/27/2006

JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)

CT

05/20/2002 - 11/17/2003

MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)

CA

09/01/1998 - 05/15/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

CA

10/01/1997 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

CA

05/27/1997 - 10/01/1997

ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)

NY

06/09/1994 - 06/17/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

02/03/1992 - 05/17/1994

ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)

CA

01/25/1991 - 12/11/1991

HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)

NY

05/28/1986 - 12/10/1990

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

NA

09/04/1985 - 05/13/1986

CRESVALE INTERNATIONAL, INC.

NA

05/20/1982 - 09/20/1985

PAINEWEBBER INCORPORATED

NA

05/24/1982 - 06/04/1984

PAINE WEBBER MITCHELL HUTCHINS INC.

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Licenses & Designations

BC

Issued 06/18/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Joseph McGuire.
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