Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Mainelli is a financial advisor with Lument Securities, LLC. Kevin has been in the financial services industry since 1988. Kevin is licensed to sell securities in 33 states. Kevin is also licensed to sell securities in Puerto Rico. Kevin holds the Series 4, 7, 14, 24, 27, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/10/2000 - Present
Lument Securities, LLC (COLUMBUS OH)
OH
11/27/2017 - 01/02/2019
LANCASTER POLLARD & CO., LLC (COLUMBUS OH)
CO
07/01/1999 - 10/06/2000
NEWMAN AND ASSOCIATES, INC. (DENVER CO)
IL
04/01/1999 - 05/19/1999
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
02/18/1994 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
NA
09/20/1988 - 01/20/1994
FIRSTIER SECURITIES, INC.
BC
Issued 01/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 02/24/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/01/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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