Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kuppens is a financial advisor with Fidelity Brokerage Services LLC. Kevin has been in the securities industry since October 14, 1998. Kevin holds Series 6, 7, 9, 10, 24, 63, 99TO and SIE licenses. Kevin is registered in Massachusetts, New Jersey, Rhode Island and Texas. Kevin has previously been employed by Fidelity Investments Institutional Services Company, Inc. and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/07/2010 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
09/05/2001 - 12/31/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/15/1998 - 04/24/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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