Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Golden is an active broker-dealer representative registered with Oppenheimer & Co. Inc. Kevin is a Series 7 and Series 63 licensed representative with over 20 years of experience in the financial services industry. Kevin has previously held positions with Mitsubishi UFJ Securities (USA), Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., Calyon Securities (USA) Inc, First Albany Capital Inc., RBC Capital Markets Corporation, and CIBC Oppenheimer Corp. Kevin is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/09/2015 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/06/2011 - 04/20/2015
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
01/14/2008 - 06/08/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/24/2007 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/07/2006 - 05/24/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
09/08/2004 - 02/13/2006
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
NY
02/04/2003 - 09/02/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/20/2000 - 02/12/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/03/1997 - 07/22/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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