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Kevin Joseph Dwyer

Northwestern Mutual Investment Services, LLC

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About Kevin Joseph Dwyer

Kevin Dwyer is a financial professional with over 35 years of experience in the financial services industry. Kevin is currently registered with Northwestern Mutual Investment Services, LLC. Kevin is registered with the state of Pennsylvania and has been in the industry since 1987. Kevin's previous experience includes working with Robert W. Baird & Co. Incorporated. Kevin holds a Series 63, Series 66, Series 7, and Series 26 licenses. Kevin specializes in providing a variety of financial services, including investment advice and financial planning. Kevin may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Kevin Dwyer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Dwyer’s Registration & Firm History

PA

02/04/2006 - Present

Northwestern Mutual Investment Services, LLC (CENTER VALLEY PA)

WI

03/04/1987 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 12/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Joseph Dwyer.
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