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Kevin Johnson

Wells Fargo Securities, LLC

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About Kevin Johnson

Kevin Johnson is a financial professional with over 6 years of experience in the industry. Kevin is currently registered with Wells Fargo Securities, LLC and is licensed in 53 states. Kevin has worked at firms such as Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, SunTrust Robinson Humphrey, Inc., Citigroup Global Markets Inc., and Barclays Capital Inc.

Firm Information

Kevin Johnson is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Johnson’s Registration & Firm History

GA

10/12/2023 - Present

Wells Fargo Securities, LLC (ATLANTA GA)

NY

03/04/2021 - 05/23/2022

MORGAN STANLEY & CO. LLC (NEW YORK NY)

TX

02/01/2019 - 09/15/2020

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

GA

09/15/2017 - 12/26/2018

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

TX

08/01/2016 - 08/03/2017

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

NY

08/25/2009 - 07/23/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/24/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Johnson.
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