Unclaimed
Kevin Johnson is a financial professional with over 6 years of experience in the industry. Kevin is currently registered with Wells Fargo Securities, LLC and is licensed in 53 states. Kevin has worked at firms such as Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, SunTrust Robinson Humphrey, Inc., Citigroup Global Markets Inc., and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/12/2023 - Present
Wells Fargo Securities, LLC (ATLANTA GA)
NY
03/04/2021 - 05/23/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
TX
02/01/2019 - 09/15/2020
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
GA
09/15/2017 - 12/26/2018
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
TX
08/01/2016 - 08/03/2017
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
08/25/2009 - 07/23/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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