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Kevin Johnathan Zhu

DC Advisory

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About Kevin Johnathan Zhu

Kevin Johnathan Zhu is a securities professional registered with FINRA. Kevin is currently registered as an investment banking registered representative with DC Advisory. Kevin holds the Series 79TO and Series 63 securities licenses as well as the SIE examination. Kevin's professional career started in the securities industry on August 1, 2023. Kevin has been registered with DC Advisory since August 2, 2023. Kevin is registered in New York.

Firm Information

Kevin Zhu is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Zhu’s Registration & Firm History

NY

08/02/2023 - Present

DC Advisory (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/22/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Johnathan Zhu.
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