Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin John Stephens is a registered representative with Houlihan Lokey Capital, Inc. in Los Angeles, CA. Kevin has been in the securities industry since April 2005 and holds a Series 7, Series 63, Series 79TO and SIE. Kevin has a registration in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/28/2005 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 12/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Stephens is the right advisor for you? Invested Better is here to help.
