Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Stemberger is an investment advisor representative with Regal Advisory Services, Inc., located in Farmington Hills, MI. Kevin has over 35 years of experience in the financial services industry. He is a registered representative in Illinois and Michigan and has also obtained several industry licenses, including Series 6, 7, 63, 65 and SIE. Prior to joining Regal Advisory Services, Inc. Kevin was affiliated with firms such as DEWAAY FINANCIAL NETWORK, LLC, EQUITAS AMERICA, LLC, and J.W. KORTH & COMPANY. Kevin's focus is on providing financial planning, portfolio management, and selection of other advisors. He is currently a managing member of KJ Stemberger LLC, a partner in NOBLE CAPITAL PARTNERS, LLC, and a committee member of the NCI Council of Research Advocates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
03/31/2015 - Present
Regal Advisory Services, Inc. (FARMINGTON HILLS MI)
MI
09/27/2010 - 09/04/2012
DEWAAY FINANCIAL NETWORK, LLC (FARMINGTON HILLS MI)
MI
07/28/2004 - 09/27/2010
EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)
MI
05/15/1990 - 07/23/2004
J.W. KORTH & COMPANY (LANSING MI)
MI
03/06/1987 - 05/15/1990
J. W. KORTH & COMPANY (FARMINGTON HILLS MI)
NA
03/20/1986 - 01/28/1987
J.W. KORTH & COMPANY, INC.
NA
01/07/1982 - 05/04/1982
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
IA
Issued 03/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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