Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin John Sesely is a financial professional with over 17 years of experience in the industry. Kevin has been registered with HSBC Securities (USA) Inc. since 2013. Prior to that, Kevin was employed with Credit Suisse Securities (USA) LLC and Morgan Stanley & Co., Incorporated. Kevin holds Series 7, Series 63, Series 99TO and SIE licenses. Kevin's current employment is with HSBC Securities (USA) Inc., where Kevin is located in the New York branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/16/2013 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
01/06/2009 - 06/27/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/14/2004 - 06/18/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
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Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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