Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin John Roughley is a registered representative with Tp Icap Global Markets Americas Llc. Kevin John Roughley has been in the securities industry since October 23, 1988. Kevin John Roughley has passed the SIE, Series 7 and Series 63 exams. Kevin John Roughley is registered in New York. Kevin John Roughley has been with Tp Icap Global Markets Americas Llc since June 30, 2023. Prior to that, Kevin John Roughley was employed at Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, Municipal Partners, LLC, Cantor Fitzgerald Partners, Raymond James & Associates, Inc., Chapdelaine & Co., Municipal Partners Inc., Chapdelaine & Co., and J. J. Kenny Trading, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
10/11/2007 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)
NY
06/17/2002 - 10/04/2007
MUNICIPAL PARTNERS, LLC (NEW YORK NY)
NY
03/12/2002 - 08/08/2002
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
FL
03/21/2001 - 02/08/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/21/1997 - 04/23/2001
CHAPDELAINE & CO. (NEW YORK NY)
NY
09/22/1993 - 02/03/1997
MUNICIPAL PARTNERS INC. (NEW YORK NY)
NY
06/09/1989 - 08/30/1993
CHAPDELAINE & CO. (NEW YORK NY)
NY
05/11/1988 - 04/07/1989
J. J. KENNY TRADING, INC. (NEW YORK NY)
BC
Issued 08/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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