Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Riggs is a financial advisor with over six years of experience in the financial services industry. Kevin is currently registered with LPL Financial LLC and holds a Series 7 and Series 66 license as well as the Securities Industry Essentials Examination. Kevin has previously worked with KMS Financial Services, Inc. and Securities America, Inc. Kevin provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/31/2023 - Present
LPL Financial LLC (CATHLAMET WA)
WA
11/06/2020 - 01/31/2023
SECURITIES AMERICA, INC. (SNOHOMISH WA)
WA
04/24/2018 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (BOTHELL WA)
BOTH
Issued 01/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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