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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin John Obrien is a financial advisor with over 25 years of experience in the financial services industry. Kevin John Obrien has worked with LPL Financial LLC since November 2010, prior to that Kevin John Obrien was with Stratos Wealth Partners, Ltd. Kevin John Obrien has a Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE exam. Kevin John Obrien specializes in providing financial advice and investment management services to individuals, families, and businesses. Kevin John Obrien has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
07/10/2024 - Present
LPL Financial LLC (BEACHWOOD OH)
OH
06/01/2009 - 11/18/2010
MORGAN STANLEY SMITH BARNEY (BEACHWOOD OH)
OH
03/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEACHWOOD OH)
OH
09/13/2002 - 03/26/2008
UBS FINANCIAL SERVICES INC. (BEACHWOOD OH)
NY
01/06/1997 - 09/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/09/1995 - 01/10/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/08/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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