Unclaimed
Kevin O'Connor is a financial professional with over 25 years of experience in the industry. Kevin is currently registered with Vanguard Marketing Corp. and holds Series 6 and 63 licenses. Kevin has previously worked with SunAmerica Securities, Inc. Kevin is registered in Arizona and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/17/1997 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
05/19/1997 - 12/12/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 05/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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