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Kevin John McLaughlin

B. Riley Wealth Management

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About Kevin John McLaughlin

Kevin John McLaughlin is a financial advisor with over 29 years of experience in the financial services industry. Kevin McLaughlin is currently registered with B. Riley Wealth Management and holds the Series 7, 52TO, 63, and SIE licenses. Kevin McLaughlin also holds the Series 53 license. Kevin McLaughlin has previously worked for NATIONAL SECURITIES CORPORATION, SHARPE CAPITAL, INC., FLEET SECURITIES, INC., NATIONSBANC CAPITAL MARKETS, INC., and KIDDER, PEABODY & CO. INCORPORATED. Kevin McLaughlin is registered with the state of New York.

Firm Information

Kevin McLaughlin is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McLaughlin’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (New York NY)

NY

10/18/2000 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

12/07/1998 - 10/26/2000

SHARPE CAPITAL, INC. (NEW YORK NY)

TX

02/20/1995 - 11/18/1998

FLEET SECURITIES, INC. (DALLAS TX)

NY

10/05/1993 - 01/21/1994

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

NY

10/08/1991 - 07/30/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin John McLaughlin.
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