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Kevin John McGovern

Canaccord Genuity LLC

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About Kevin John McGovern

Kevin McGovern is a financial advisor with over 25 years of experience in the securities industry. He has a diverse background in trading, sales, and supervision. Kevin is currently registered with Canaccord Genuity LLC, a leading independent investment firm. Previously, Kevin has worked with Canaccord Genuity Securities LLC, Canaccord Genuity Inc., Natixis Bleichroeder LLC, Fleet Securities, Inc., Nash, Weiss & Co., and GKN Securities Corp. Kevin holds a variety of licenses and certifications, including the Series 3, 4, 7, 8, 24, 55, 57TO, 63 and SIE exams. He is registered to conduct business in several states including California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nebraska, New Jersey, New York, and Pennsylvania.

Firm Information

Kevin McGovern is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin McGovern’s Registration & Firm History

NY

06/19/2012 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

03/22/2010 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

03/26/2012 - 03/29/2012

CANACCORD GENUITY INC. (NEW YORK NY)

NY

04/30/1999 - 03/17/2010

NATIXIS BLEICHROEDER LLC (NEW YORK NY)

TX

02/02/1998 - 04/12/1999

FLEET SECURITIES, INC. (DALLAS TX)

NJ

01/21/1998 - 02/02/1998

NASH, WEISS & CO. (JERSEY CITY NJ)

NY

02/12/1997 - 01/13/1998

GKN SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/1998

Series 4 - Registered Options Principal Examination

BC

Issued 05/14/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 09/25/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2001

Series 3 - National Commodity Futures Examination

BC

Issued 02/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin John McGovern.
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