Unclaimed
Kevin McGovern is a financial advisor with over 25 years of experience in the securities industry. He has a diverse background in trading, sales, and supervision. Kevin is currently registered with Canaccord Genuity LLC, a leading independent investment firm. Previously, Kevin has worked with Canaccord Genuity Securities LLC, Canaccord Genuity Inc., Natixis Bleichroeder LLC, Fleet Securities, Inc., Nash, Weiss & Co., and GKN Securities Corp. Kevin holds a variety of licenses and certifications, including the Series 3, 4, 7, 8, 24, 55, 57TO, 63 and SIE exams. He is registered to conduct business in several states including California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nebraska, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/19/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
03/22/2010 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
03/26/2012 - 03/29/2012
CANACCORD GENUITY INC. (NEW YORK NY)
NY
04/30/1999 - 03/17/2010
NATIXIS BLEICHROEDER LLC (NEW YORK NY)
TX
02/02/1998 - 04/12/1999
FLEET SECURITIES, INC. (DALLAS TX)
NJ
01/21/1998 - 02/02/1998
NASH, WEISS & CO. (JERSEY CITY NJ)
NY
02/12/1997 - 01/13/1998
GKN SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/1998
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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