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Kevin John Lockhart

BNY Mellon Securities Corp.

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About Kevin John Lockhart

Kevin John Lockhart is a financial professional with over 20 years of experience in the financial industry. Kevin is currently registered with BNY Mellon Securities Corp. and has been with the firm since 2008. Prior to joining BNY Mellon Securities Corp., Kevin worked at Seligman Advisors, Inc. and MBSC, LLC. Kevin is a Series 7, Series 24, and Series 66 licensed professional.

Firm Information

Kevin Lockhart is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Lockhart’s Registration & Firm History

NY

08/20/2008 - Present

BNY Mellon Securities Corp. (UNIONDALE NY)

NY

04/20/2007 - 09/02/2008

SELIGMAN ADVISORS, INC. (NEW YORK NY)

NY

09/27/2002 - 03/09/2007

MBSC, LLC (UNIONDALE NY)

NY

10/03/2000 - 03/09/2007

DREYFUS SERVICE CORPORATION (UNIONDALE NY)

MN

08/09/2000 - 10/09/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/09/2000 - 10/09/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/08/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/09/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin John Lockhart.
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